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Contact Paul Kleyman
American Society on Aging
paul@asaging.org
(415) 974-9619
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CDC BACKGROUNDER
CDC Aims to Prevent Oral Diseases Among Older Americans
March 21, 2005
The eyes may be the window to the soul, but the mouth
mirrors a person’s health and well-being throughout life
and into old age. That is because oral diseases and
conditions can affect many other aspects of an individual’s
general health status, and have an impact on emotional and
psychological well-being through speech, laughter and
social expression. Several health conditions can, in turn,
have an impact on oral health. Oral health and general
health are therefore inseparable, experts agree.
Many people erroneously believe that losing one’s teeth is
an inevitable part of aging and that there is nothing they
can do about it. While in the 1950s fewer than 50 percent
of older adults retained their teeth, now more than 70
percent of the nation’s 36 million adults age 65 and over
keep their teeth into old age. As a result, strategies for
maintaining healthy teeth and gums -- such as good oral
hygiene, fluoride in drinking water and toothpaste, and
regular professional care -- are just as important for
older adults as for children. Yet, while the growing number
of older adults who are retaining their teeth is good news,
they also face the challenge of preserving those teeth at a
time when physical, cognitive or financial limitations may
hinder their ability to maintain their oral health.
There is more at stake for oral health than just having an
attractive smile and cavity-free teeth. Oral problems can
lead to needless pain and suffering; difficulty speaking,
chewing and swallowing; loss of self-esteem; and higher
healthcare costs. Each year about 28,000 Americans are
diagnosed with mouth and throat cancers, which can result
in disfigurement and death. In addition, periodontal (gum)
diseases are associated with diabetes, and there is
emerging evidence of a relationship between severe
periodontal disease and cardiovascular disease and stroke.
“All adults need to know more about what they can do to
maintain their oral health,” explained Barbara Gooch,
DMD, MPH, a dental officer in the Division of Oral
Health within the Centers for Disease Control and
Prevention’s (CDC) National Center for Chronic Disease
Prevention and Health Promotion. “Older adults, along with
caregivers, healthcare providers and policy makers, should
be aware of effective ways to prevent and control oral
diseases.”
Teeth are lost due to tooth decay and gum disease, not
aging alone. The risk for these oral problems may increase
with age because of problems with saliva production,
receding gums that expose “softer” root surfaces to decay-
causing bacteria, or difficulties flossing and brushing,
cognitive problems, chronic diseases or physical
disabilities. Certain medications can impair the production
of saliva, which is needed to lubricate the mouth and gums,
reduce bacterial growth, and provide important minerals,
such as calcium, phosphates, and fluoride to “heal” tooth
surfaces where tooth decay is just beginning. The
combination of dry mouth, receding gums, poor oral hygiene,
and a lack of fluoride can lead to tooth decay that can
result in the need for extensive and costly treatment.
Maintaining good oral health is even more challenging for
adults with chronic illnesses and disabilities. Often
physical and cognitive limitations can make it difficult
for them to brush their teeth. Older adults who are
homebound or in nursing homes are likely to face even
greater challenges. For many of these elders, daily
assistance with oral hygiene is critical. The use of
fluoride products also is important, particularly brushing
with fluoride toothpaste and drinking fluoridated water,
but mouth rinses, varnishes, or supplements may also be
recommended. Homebound elders or those in nursing homes,
even those who no longer have their teeth or wear dentures,
should receive regular oral examinations and dental care.
By the time people are in their 60s and older, they
generally know the importance of brushing, flossing, and
regular dental checkups to maintain good oral health. Older
individuals also should be aware that fluoride is not just
for kids, but protects against tooth decay at all ages.
Older adults also should avoid smoking or other tobacco
products, use alcohol only in moderation, and be conscious
of maintaining a nutritious diet even if they have lost
teeth and have a more difficult time chewing fresh fruit
and vegetables. Lifelong dedication to these habits can
help ensure healthy teeth and good oral health for a
lifetime.
For many older adults, their need for preventive and
treatment services will continue and may increase at a time
when their annual incomes are likely to diminish. In 1996,
for example, typical annual costs for dental care among
older adults in the United States were $428, according to
research by Richard J. Manski, DDS, MBA, PhD, an
associate professor at the University of Maryland-Baltimore
College of Dental Surgery (American Journal of Public
Health, May 2004). Most older adults pay for dental
services out-of-pocket because dental insurance coverage
usually ends upon retirement. Furthermore, Medicare does
not cover routine dental services and Medicaid coverage is
limited and is available in less than half the states.
UNDERSTANDING ORAL CONDITIONS AND DISEASES
The two most common oral conditions are dental caries
(commonly called tooth decay or “cavities”) and periodontal
(gum) disease.
Tooth Decay. Almost all older adults have
experienced tooth decay and have many restorations
(fillings), but what is less well known is that nearly one
in five has untreated decay (cavities) (U.S. National
Health and Nutrition Examination Survey, 1999–2002).
Traditionally, dental disease prevention programs have
focused on children. Now, as adults are increasingly
keeping their teeth into old age and probably developing
new decay at a higher rate than children (Journal of
Dental Research, August 2004, Griffin), programs are
starting to focus on the oral health needs of adults as
well. CDC is trying to inform older adults about the
benefits of fluoride, which reduces and prevents decay in
persons of all ages. “People have the idea that
fluoridation is only helpful for children, but it is
effective throughout the lifespan,” said Dr. Gooch.
Currently, 67 percent of Americans on public water systems
receive optimally fluoridated water, according to the CDC
Water Fluoridation Reporting System, 2002, leaving one-
third of Americans at a disadvantage.
Periodontal (Gum) Diseases. Gingivitis, the mildest
of periodontal diseases, is an inflammation of the gum
tissue resulting in gums that often appear red or swollen
and bleed easily. It generally is the result of bacterial
plaque, the sticky film that forms on teeth constantly.
Without good daily oral hygiene, gingivitis typically
develops. In addition, plaque left on the teeth too long
will form hard deposits, also known as tartar. These hard
deposits can only be removed in the dental office by a
process known as “scaling.” Although with good oral
hygiene early gingivitis is reversible, left untreated, it
may lead to more severe periodontal disease -- infection of
the soft tissues and bone that support the teeth. This, in
turn, can lead to tooth loss.
“Periodontal disease, like tooth decay, is a chronic
infection in adults and both conditions are preventable,”
according to CDC epidemiologist Paul Eke, MPH, PhD. About
one fourth of older adults have advanced periodontal
disease that can lead to tooth loss (Oral Health in
America: A Report of the Surgeon General, 2000). Men
are more likely than women to have more severe disease, as
are people with diabetes and those in the lowest
socioeconomic group.
Cigarette smoking, known to be a strong risk factor for
cancer, including oral cancer, as well as stroke and
cardiovascular disease, is also a strong risk factor for
periodontal disease -- accounting for up to half of
disease. According to Dr. Eke, “It is clear that community
effort on tobacco cessation for older adults is a strategy
that not only will help prevent cancer, stroke and
cardiovascular disease, but also reduce the burden of
periodontitis.”
Toothless (Edentate) Adults. According to 1999–2002
data from the U.S. National Health and Nutrition
Examination Survey, about one fourth of older adults have
lost all their natural teeth. Low-income elderly are twice
as likely as those with higher incomes to have lost all
teeth, according to these data. State-by-state analysis
shows that the percentage of older adults having lost all
their teeth ranges from a low of 13 percent in Hawaii and
California to more than 40 percent in Kentucky and West
Virginia (Public Health and Aging: Retention of Natural
Teeth among Older Adults, 2002). One of the
government’s Healthy People 2010 national objectives is to
reduce to 20 percent or below the proportion of adults age
65 and older who are toothless.
Good nutrition becomes difficult when people without teeth—
even if they are denture wearers—seek out soft, easily
chewable foods and avoid fresh fruits and vegetables.
Dry Mouth (Xerostomia). Dry mouth—also known as xerostomia—
is a sticky, dry feeling in the mouth, throat or lips. A
lack of saliva will increase the risk for tooth decay and
mouth infections. It also can cause problems with tasting,
chewing, swallowing, and talking. Saliva contains some
antimicrobial properties as well as minerals that not only
lubricate and protect the soft tissues of the mouth, but
also help to rebuild tooth enamel attacked by decay-causing
bacteria (Oral Health in America: A Report of the
Surgeon General, 2000).
More than 400 commonly used medications—most notably
antihistamines, diuretics, and antidepressants—can cause
dry mouth. In addition, many medical treatments, such as
head and neck radiation or chemotherapy, can cause
inflammation of oral mucous tissues and reduce the flow of
saliva. Dry mouth also can be a sign of certain diseases
and conditions, such as Sjögren’s syndrome, diabetes or
Parkinson’s disease. To relieve the symptoms of dry mouth
and prevent oral problems, dentists and other health
professionals recommend drinking extra water and reducing
intake of sugar, caffeine, alcohol, and tobacco. They may
also suggest purchasing artificial saliva, available at
most drug stores, or sugar-free hard candy. To prevent
tooth decay, use of additional preventive measures, such as
fluoride rinses and gels and more frequent visits to the
dental office, also may be encouraged. Finally, there are
medications that can help the salivary glands work better.
Mouth and Throat Cancer. Oral and pharyngeal
cancers, which are diagnosed in about 28,000 Americans each
year, result in about 7,200 deaths annually, CDC reports.
Oral cancers involve the mouth, tongue, lips, and pharynx
(throat).The average age of those diagnosed with oral
cancer is over age 60 and up to 90 percent of these cancers
are due to tobacco use and heavy alcohol consumption. Oral
cancer occurs twice as often in males as in females.
African-American males have the highest incidence of these
cancers (SEER Cancer Statistics Review, 1975–2001,
Reis LAG).
Prognosis is generally poor, partly because these cancers
are most often diagnosed at late stages. Early signs of
oral cancer often are painless and difficult to identify.
The five-year survival rate for these cancers is only about
50 percent. People who do survive are at increased risk for
future cancers and often suffer from disfiguring surgery
and psychological trauma. People diagnosed early, however,
have a five-year survival rate of over 80 percent, and the
American Cancer Society and other experts consider oral
cavity exams important for early detection and treatment of
oral cancer at localized stages. Despite this, 1990 data
indicate that only 14 percent of patients say their dentist
performed an oral cancer examination (Journal of
American Dental Association, 1995, Horowitz).
More public and professional education is needed to prevent
high-risk behaviors that include cigarette, cigar or pipe
smoking, use of smokeless tobacco, and excessive use of
alcohol. Also, more research is needed on methods for
detecting oral cancer. “We don’t know how accurate the
physical exam is and we are looking for better tests,” Dr.
Gooch said. The National Institutes of Health is working to
develop biomarkers and other new tools to improve
prevention, detection and treatment of oral cancer.
WHAT CDC IS DOING FOR THE ORAL HEALTH OF OLDER ADULTS
CDC currently is supporting state-based programs to promote
oral health across the lifespan. Its activities focus on
monitoring oral health status, implementing effective
prevention programs, and stimulating public health
research. CDC works with the states to track oral diseases
and target prevention programs to populations at greatest
risk. It supports web-based information systems such as the
National Oral Health Surveillance System
(www.cdc.gov/nohss) that link oral health data from
various state-based systems, such as the adult-focused
Behavioral Risk Factor Surveillance System. CDC also works
with states to expand proven prevention strategies such as
water fluoridation and tobacco cessation programs that can
improve health and reduce healthcare costs. Yet, more than
100 million Americans still do not have access to water
that contains enough fluoride to protect their teeth, even
though the per capita cost of fluoridation over a person’s
lifetime is less than the cost of one dental filling.
CDC also funds community-based oral health studies through
its national network of prevention research centers at
academic health science centers. These projects intend to
develop and test innovative strategies to promote oral
health. One project at Columbia University is evaluating an
oral health-training program for nurses and home health
aides for homebound elders in Manhattan. Initially,
investigators found that the oral health of elders was poor
and that knowledge of oral health among nurses and home
health attendants was limited. Through this project the
home health agency has recognized the importance of oral
health and daily provision of oral care and now includes
oral health and function in quality performance measures
monitored by the agency. “Daily oral care, including use of
fluoride toothpaste, is a simple, but effective preventive
measure that is often overlooked by the institutions and
agencies that provide home care services for the elderly.
It is important that daily oral care becomes a standard of
care, and that the caretakers of homebound elderly—nurses
and home care workers—receive improved oral healthcare
education,” stated Principal Investigator Kavita Ahluwalia,
DDS, MPH.
In addition, CDC recently provided resources to expand
partnerships among the aging services network and key
stakeholders, such as state dental directors, dental and
nondental professionals, such as nurses and home health
aides and schools of dentistry and dental hygiene. For the
first time in 2005, three states—Arizona, Iowa, and Rhode
Island—received CDC-funded SENIOR (State-based Examples of
Network, Innovation, Opportunity, and Replication) grants
to implement pilot oral health projects for selected groups
of older people receiving home-delivered meals or utilizing
congregate meal centers. Recipients will work with multiple
partners to learn more about the oral health needs of these
predominantly low-income and ethnically diverse elders.
Programs will use an array of approaches—use of fluoride
products, patient education, and referrals to caregivers—to
raise awareness about oral conditions and effective
preventive services and increase the likelihood that older
adults with limited resources and functional abilities
receive dental services.
More resources are needed, however, to expand the focus of
state oral health programs to older adults. The primary
barrier to the provision of prevention services to older
adults is a lack of designated funding. “The majority of
state oral health programs target children as federal and
state funds are earmarked for these specific populations,”
said Lewis N. Lampiris, DDS, MPH, president of the
Association of State and Territorial Dental Directors.
State oral health programs have addressed the prevention
and treatment of oral diseases in children for many years,
and federal and state funds have been directed toward the
maternal and child population. According to Dr.
Lampiris, “Multiple state oral health plans and coalition
have identified older people, adults living with
developmental disabilities, and low-income adults as
populations in need of interventions designed to prevent
and control oral disease. There is a disconnection between
funding streams and these older populations at risk for
oral disease.” If resources were available, states could
add to and adapt their oral health messages and approaches
to address the oral health needs of adults. In addition,
CDC could expand the number of states it provides with
funds and direct technical assistance for oral disease
prevention. Currently, CDC funds 12 states and one
territory.
BARRIERS TO DENTAL CARE
The U.S. Preventive Services Task Force recommends regular
dental visits for all people age 65 and older, yet only 43
percent of older adults reported a dental visit in 1996,
according to Agency for Healthcare Research and Quality
data (Medical Expenditure Panel Survey, 1996). As
they enter their retirement years, most elders lose
employer-based dental insurance, and at the same time are
dealing with a reduction in income, explained Dr. Manski.
That means that most elderly people pay their dental
expenses out of pocket and for many, these expenses come at
a time of reduced income. Unfortunately for retirees,
Medicare does not cover routine dental care and Medicaid
provides only limited coverage in certain states.
Other reasons why older adults do not regularly use dental
services include lack of perceived need for care; mobility
limitations and transportation difficulties; fear of dental
visits; limited availability of dental services in certain
rural and urban areas; and diminished physical, cognitive
and functional status associated with multiple complex
medical conditions and disabilities. Other issues that
affect certain populations include low-literacy skills that
can keep an older adult from understanding information and
services. These barriers to dental care will be compounded
as the 76 million baby boomers reach retirement age,
creating the largest cohort of older adults this country
has ever seen.
Barriers to good oral healthcare are especially prominent
in long-term care facilities due to a lack of insurance
coverage, limited patient mobility, the inconvenience of
making trips to the dentist, and the lack of funding and
expertise within facilities to provide complete dental
care. Although about 80 percent of nursing homes report
that dental services are available in their facilities,
only 19 percent of all nursing home residents received
dental services (National Nursing Home Survey). Clinical
studies show an absence of oral hygiene and the existence
of widespread oral health problems among nursing home
residents. Tooth decay rates are very high among the
nursing home population, especially for those who depend on
others to do their oral hygiene care, according to Judith
A. Jones, DDS, MPH, DScD, who heads the general
dentistry department at Boston University School of Dental
Medicine. Yet, most oral health problems for people living
in nursing homes “could be prevented just by good daily
oral hygiene and regular preventive care,” Dr. Jones
explained. “But it is just not available.”
Teresa Dolan, DDS, MPH, dean of the University of
Florida’s College of Dentistry, pointed out that there are
few dentists trained specifically in the oral healthcare of
the geriatric population. The U.S. Health Resources and
Services Administration supports only a few university
dental training programs that have a geriatric component,
Dr. Dolan observed. “The funding for those programs has
decreased dramatically,” she noted. “While most dental
school curriculums include some geriatric content, there is
not much clinical experience in nursing home settings for
the more compromised patients that you would find there.”
There also are fewer dentists from underserved racial and
ethnic groups, which may be a disincentive for those
populations to seek dental care.
CHALLENGES FOR THE FUTURE
The trend toward better oral health among older adults is
expected to continue, as each new generation becomes better
educated and more affluent. Baby boomers, born in the late
1940s and early 1950s when water fluoridation began in the
United States, are more likely to retain their teeth and
have better oral health than their predecessors.
But challenges remain. Experts on oral health, who attended
a September 2004 summit on older adults in Boston organized
by Dr. Jones called for building the science base for what
works for elder dental care. They also recommended
highlighting “best practice” models; determining the
economic costs of poor oral healthcare; beefing up the
dental workforce (especially specialists that work with
institutionalized and frail elders); increasing
collaborations with the aging network, AARP, Older Women’s
League and other organizations; and creating a role for
oral health in the continuum of care for the elderly.
Dental care advocates have been pushing for legislation to
extend coverage to groups without dental insurance. Such
legislation would amend the Social Security Act to require
states to provide oral health services to aged, blind or
disabled individuals under the Medicaid program or add
dental benefits to Medicare. In 2003, U.S. Senator John
Breaux of Louisiana held a roundtable meeting of the Senate
Special Committee on Aging on the topic of oral healthcare
for older adults. But to date, Congress has taken no action
on specific legislation addressing the needs of this
population.
Future solutions to dental access problems will embrace a
patchwork of new approaches, insurance issues and
alternative delivery programs, Dr. Jones
predicted. “Financing is an important piece of the access
puzzle. It is not the only piece, but an importance piece,
of access,” Dr. Jones said. “Clearly there is a need to
look at new models and find out which ones would really
work, and where in the existing aging network we could
piggy-back oral health to actually develop effective
programs.”
Dr. Gooch and others at CDC point to the need for new
paradigms of care delivery for older adults. “Certainly,
access to care is very important, but there are other
interventions that can happen at the community level and
among individuals, that can begin to reduce the burden of
disease,” Dr. Gooch said. Besides regular dental visits and
home care, these interventions include avoiding tobacco,
limiting alcohol use, using fluoride toothpaste and
drinking fluoridated water. “These are all healthy
practices that will improve your oral health over time,”
Dr. Gooch explained. “That is our major message.”
This media background paper was written by Nancy Aldrich.
William F. Benson was senior editor and project manager.
MODELS OF OLDER ADULT ORAL HEALTH CARE
State Health Department Programs
Several states have initiated promising dental care model
programs targeting older adults. Two such programs are
highlighted here.
Since 1977, the Colorado Department of Public Health and
Environment, Oral Health Program, has administered a
statewide, oral health program for low-income elders. The
Colorado Dental Care Act of 1977 initiated the program,
providing an alternative to the present Medicaid system,
which does not cover adult dental care services. Since that
time, the program has been able to provide preventive,
restorative, and prosthetic services for over 600 older
adults each year. Dental care is provided to help maintain
nutritional and overall health status, thereby enabling
them to have more independence and better self-care.
The program currently provides limited preventive services,
fillings, and dental appliances (full and partial dentures)
to individuals 60 years and older whose income and
resources are insufficient to the meet the costs of
treatment. Regional coordinators with Area Agencies on
Aging assure that older adults are matched with
participating dentists, convene dental committee members
for review and approval of treatment plans, and send claims
into the central office for payment. The maximum state
payment is 80% of maximum fee; elders pays 20%.
According to the State of Colorado Oral Health Program
Director, Diane Brunson, RDH, MPH., “I have found that
while providing dentures takes a large bite out of the
budget, the majority of low-income elders require
preventive and restorative care. By carefully analyzing
state data, I hope to show that the oral health needs of
even our most needy seniors has changed since 1977, with
more of them requiring preventive and basic restorative
services, which would provide impetus for amending the
legislation and designing a program to meet the needs of a
majority of our neediest seniors.”
Dental OPTIONS (Ohio Partnership To Improve Oral health
through access to Needed Services) is a partnership between
the Ohio Department of Health and the Ohio Dental
Association. Administered by the Ohio Department of Health,
Bureau of Oral Health Services, the program links people in
need of dental care with dentists who have agreed to treat
qualified patients for reduced fees or free of charge.
The partnership was formed in 1996 to improve access to
dental care for Ohio’s poor and working poor adults and
children, low-income elders, and persons who are medically,
mentally, or physically challenged. Low-income Ohioans over
age 65 years represent a substantial portion of OPTIONS
patients and are a target group. Program services to this
group include examinations, x-rays, cleanings, fluoride
treatments, dental sealants, fillings, extractions, and
full or partial dentures. Almost 800 (13%) Ohio dentists
and more than 90 dental laboratories participate in the
program. OPTIONS referral coordinators accept applications
and qualify eligible clients, facilitate care by matching
program clients with providers and offer them case
management services.
During 2004, more than 5,400 people were served by the
program, with more than 4,200 people referred to other
programs such as safety net clinics or Medicaid and
approximately 1,200 matched with OPTIONS providers.
Dentists reported treatment value of over $1.3 million for
the services given to OPTIONS patients.
Mark D. Siegal, DDS, MPH, Chief of the Ohio Bureau of Oral
Health, observed, “State dental programs rarely have
substantial funding streams to address the needs of older
adults. While OPTIONS is a relatively small program in
comparison to the need, it is a beautiful program. The
beauty of OPTIONS comes from the partnership from which it
was born, the lessons learned as the program matured and
the very personal and caring relationships that unfold on a
daily basis between all combinations of patients, referral
coordinators, dentists and their office staff.”
Other care models and insurance programs for older adults
Other states, dental care providers, and insurers also are
focusing efforts on increasing access to dental services
for both community-dwelling elders and those in long-term
care facilities. A selection of these is presented below.
--> In September 2004, the American Dental Association
Foundation received a $250,000 corporate grant to establish
an Initiative on Older Adult Access to Oral Health Care to
stimulate development of programs to help older Americans
who face financial or other challenges in accessing dental
care.
--> In California, AARP piloted a dental coverage program,
which has been expanded to about 30 states (see list at
www.deltadentalins.com/aarp/states.html). AARP plans to
offer dental insurance nationwide through a major insurer
by 2005. The plan limits out-of-pocket costs for preventive
and emergency care, fillings and crowns.
--> Also in California, the California Dental Association
launched Senior-Dent in 1979, which offers reduced dental
fees for regular preventive care to uninsured older adults
(over age 60) whose income is $20,000 or less.
--> Apple Tree Dental, a nonprofit clinic in Minneapolis,
Minn., provides dental care for underserved populations,
including older adults, nursing home residents, and people
with disabilities. The clinic contracts with facilities,
operates dental-equipped vans, hires dentists, and delivers
services using its own model of care. Most patients are
ages 85 to 99 years.
--> Health Source Associates (HSA) has launched a business
model for delivering dental care to nursing home residents
in Florida, according to Teresa Dolan, DDS, MPH, dean of
the University of Florida’s College of Dentistry, who
helped HSA develop the model. The company contracts with
facilities, hires dentists and organizes the delivery of
care. “They put a lot of thought into it from a business
perspective,” Dolan explained. Except for major oral
surgery, HSA provides most dental services in the nursing
home, including cleanings, digital X-rays, filling, root
canals and dentures. Costs are comparable with the average
of dentists practicing in the immediate neighborhood of the
facility.
--> Boston University has a feasibility study looking at
bringing preventive dental services into elderly housing
projects. “We screen people, do preventive services on-site
such as cancer screening and fluoride treatments and
denture labeling, and make referrals for treatment at
dental schools for low-cost care,” explained Judith A.
Jones, DDS, MPH, DScD, who heads the general dentistry
department at Boston University School of Dental
Medicine. “It’s a mobile program: we bring in equipment in
carts and tubs and set up in the common room in the elder
housing.” This approach could also be adopted by setting up
monthly preventive dental programs at senior centers, which
most towns have, Jones suggested.
--> To help improve dental care in nursing homes, the Alpha
Omega International Dental Fraternity, an international
dental organization, developed for its members a free
training program for nurse aides. The training program
included a 13-minute video, Oral Care in the Nursing
Facility: A Beautiful Smile Is Ageless, followed by
discussion and demonstration of tooth cleaning techniques.
The organization has distributed 200 videotapes worldwide
to member organizations and is now offering the tape to
other organizations.
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